Report of the Planning Committee for September 26 & 27, 1996 Milbrae, CA United States Department of Defense United States Navy Western Governors' Association United States Environmental Protection Agency California Environmental Protection Agency Bay Area Economic F O R U M CAREER/PRO Forum Planning Committee Committee Co-Chairs Peter Wood, Senior Hazardous Substances Scientist, Cal/EPA Members Project Coordinator Local Logistical Coordinator Local Logistical Support Report Drafting
The Regional Forum on Military Base Cleanup Technology Part I Program September 26 & 27, 1996 Milbrae, CA
Introduction
On September 26, 1996, at the Clarion Hotel in Milbrae, California, over 300
individuals from nine states in the Pacific region representing diverse groups and
interests met for two days to address regional issues that affect the development of
innovative technologies for the environmental cleanup of former and existing military
bases. The Regional Forum on Military Base Cleanup Technology was sponsored
and funded by the Department of Defense, Office of Environmental Security, and
co-sponsored by the Department of Navy, Office of Regional Environmental Coordinators, US
EPA, Region 9, California Environmental Protection Agency, the Bay Area Defense Conversion
Action Team, and SFSU CAREER/PRO. The event had two principal goals: draw lessons learned from the Forum experience to recommend a model to DoD for
implementing a regional stakeholder approach in other areas of the country, and elicit a broad-based, multi-state regional perspective on military base cleanup and technology needs and concerns, leading to recommended action items for communication to national policy and funding decision-makers. Background The Regional Forum was inspired by a three-year volunteer effort
connected with the Federal Advisory Committee for the Development of On-Site Innovative
Technology (DOIT), sponsored by the Western Governors' Association (WGA). Aimed at
breaking through the barriers impeding faster, better, safer, and cheaper environmental
cleanup, the DOIT initiative spawned a unique coalition among representatives from: the US Departments of Defense, Energy, and Interior, the US Environmental Protection Agency, and the military service organizations State environmental regulators from 16 western states and natural resource trustee
agencies Sovereign Indian nations environmental restoration professionals, contractors, consultants, and project managers private technology developers, vendors, and investors, and other research and development professionals The DOIT Hazardous Waste Generic Technologies (HWGT) working group, funded by the
Department of Defense (DoD) to address military base cleanup issues, was comprised of
25-30 active members. The principal challenge faced by this group was overcoming the
obstacles to effective interaction and problem-solving that inevitably occur among
individuals representing a multiplicity of backgrounds and interests. Before the DOIT initiative finalized its work in June 1996, the HWGT Working Group
submitted its final recommendations to the DOIT Federal Advisory Committee for inclusion
in the Committee's final report. One of the Group's recommendations was for DoD and other
organizations to sponsor a regional stakeholder forum to identify and make recommendations
to DoD regarding regional military base technology needs and issues. In late June 1996, a Planning Committee, made up of members of the former DOIT HWGT
Working Group and other organizations, was authorized by DoD to proceed with organizing
the Regional Forum. Hundreds of individuals from a variety of constituencies in the states
located in US EPA, Regions 9 and 10, were invited to attend. The Committee reached out to
a wide audience of public, private, and community interests in several Western states and
requested their participation. Because of DoD's funding for the event, registration fees
were waived and travel scholarships were offered to participants from as far away as the
north slope of Alaska, who otherwise could not have attended.
Communications and Information Sharing Regulatory Barriers Commercialization of Innovative Technology Procurement and Contracting Each breakout session chair was asked to identify a balanced group of panelists,
develop an interactive program, and report back to and seek input from the Planning
Committee at a weekly conference call. Because of the time pressures involved in putting
the Forum on, the Planning Committee expected attendance to be low; the estimates were
between 100-150. Actual attendance was over 300. From the reaction of participants, as well as from written evaluations, the Forum was a resounding success. People felt good about being there. They learned. They were heard. They established working relationships with individuals from other constituencies and distant locations. Community representatives, who have been active at the local level, proved both hungry for and capable of taking part in national policy discussions. Participant responses revealed strong support for the concept of a regional vehicle for eliciting stakeholder input. The Planning Committee also learned several lessons to improve and replicate the event, as discussed in Part II, below. The members of the Forum Planning Committee wish to acknowledge the contributions of
the Department of Defense, the other sponsoring organizations, and the wide array of
speakers and participants, who generously gave their time in making this event a success.
The Committee is pleased to present this report on the Regional Forum on Military
Base Cleanup Technology. Overcoming Barriers to Technology Innovation Technology developers love their technologies. They love talking about their
technologies. And they often have difficulty comprehending why the rest of the world does
not share their enthusiasm. In many instances, the reason is that few people either know
about their technology or fully understand how it works. In 1988, the Air Force Center for Environmental Excellence (AFCEE), which had been
delegated the daunting responsibility of cleaning up over 2000 fuel-contaminated sites,
launched a broad-based program to test and promote a promising, safe, and extremely
low-cost technology for the remediation of petroleum waste. The technology, called
bioventing, basically involves pumping air into fuel-contaminated soil to stimulate the
growth of naturally occurring microorganisms, which use the contaminants as a food source.
treatment option. What was the problem? What was preventing the widespread acceptance
and commercialization of the bioventing technology? These were the questions AFCEE brought
to the DOIT HWGT Working Group when it asked for their assistance. AFCEE's experience with bioventing is only one among dozens of example which raises the
issue: If safe technologies or processes exist with the potential for expediting or
improving the clean-up process at lower costs, why aren't they being used? The answer to this question depends on whom is asked. Technology developers and private
investors point the finger at regulators for, they contend, tying up the system with
overly-cautious and often unnecessary and duplicative verification requirements, at
federal agencies for their inertia and inefficiency and for complex procurement
requirements that often disadvantage or discourage innovation, at DoD service branches for
their failure to coordinate technology development and information sharing, at remediation
contractors for refusing to consider new approaches that might negatively impact (i.e.
diminish the value of) their contractual agreements, and at community members for their
fears that innovations will lower cleanup standards or threaten their safety. When the
same question is put to members of the other groups, the finger is pointed elsewhere,
including at technology developers and private investors, for their failure, it is
claimed, to provide adequate and straightforward information and data about new
technologies. In response to AFCEE's request for help in unraveling the conundrum, in November 1995
the HWGT Working Group sponsored a broad-based stakeholder forum at Hill AFB, located
north of Salt Lake City, to explain and demonstrate the bioventing technology and to put
the question directly to parties with a stake in the effective cleanup of
fuel-contaminated soil. The participants' answers were illuminating. What became apparent
from discussions at the Hill Bioventing Forum was that the one group - state environmental
regulators - everyone assumed was the major impediment to acceptance of the technology in
fact was not. A polling of the environmental regulatory community made clear that not one
incidence could be sited of regulatory disapproval of a proposed use of bioventing at a
fuel-contaminated site. The HWGT Working Group, as did many of the participants at both the Hill Bioventing
Forum and the September 26-27 Regional Forum, concluded in its final
report to the DOIT Coordinating Committee that there are three fundamental obstacles that
any effort to integrate new technologies into the cleanup system is likely to face, each
of which are attributable, to some degree or another, to all groups involved in the
process: failures of communication and information sharing lack of coordination absence of incentives to approve of, accept, or use new technology. But clarity about the sources of the problem is only one step, albeit an important one,
in the right direction. The cornerstone and greatest challenge in overcoming the barriers
to cleanup innovation is getting all groups and individuals with stakes in the system
talking and working constructively and creatively together to find practical,
cost-effective answers that meet everyone's principal needs for efficient, effective,
safe, cost-conscious environmental cleanup. The process experiment held at Hill AFB and
other similar initiatives sponsored by the DOIT working groups established the
effectiveness of overcoming the isolation that prevents people and groups with varied
interests in promoting innovation from collaborating to address the barriers to new
technologies and processes. As outlined below, among their numerous other findings and proposals, Forum participants found a need for a standardized protocol for evaluating new technologies. They also recommended that more resources be explicitly earmarked for technology demonstrations and that independent technology "champions" within key organizations be used to build support for promising technologies.
The Importance of a Regional Stakeholder Perspective in Developing a Needs-Based Technology Assessment The concept of combining "regionalism" with innovative technology development
originated from the WGA DOIT initiative. DOIT was founded on the belief that individuals
and communities will work together to develop the best solutions to the problems they
face, if given the opportunity to do so. However, this simple, yet intuitively obvious
idea often has been overlooked by federal technology development programs, which have
focused on issues of technical efficacy while foregoing the opportunity to elicit and
include input from those people working on and affected by military base cleanups. Since the mid-1980s, the federal government has supported a number of initiatives established to facilitate the development and demonstration of innovative cleanup technologies. Unfortunately, these ventures have not been successful in producing the urgently needed number and variety of new technologies capable of better, faster, cheaper, and safer cleanups. The absence of communication links between these federal technology development programs and the end-users of cleanup technology, that is, those individuals involved with the actual cleanup, is a major impediment to the acceptance and use of innovative technologies. In business terms, these technology development programs have generated products (i.e. cleanup technologies) without first conducting a market survey to determine the needs of the customer, which in this case are the cleanup remedial project managers (RPMs) and the Restoration Advisory Boards (RABs).
While both the Regional Forum and the BADCAT ETP represent regional technology
development initiatives, additional programs of this kind could assist the federal
government in clarifying cleanup technology needs at military bases in other regions in
the country. By creating a process to identify and convey regional technology needs to
decision-makers, the federal government would ensure that future national technology
development policy is based on the needs and concerns of all stakeholders.
Final Plenary Synopsis At the final plenary session, facilitated by Lenny Siegel of CAREER/ PRO and Joe
Iovenitti of Weiss Associates, the chairs of the breakout sessions reported on each
group's major conclusions. Participants were then asked to work with others at their
luncheon tables to identify the most significant findings and recommendations they wished
to have communicated to DoD to encourage the development, demonstration, and use of
innovative cleanup technology. At the conclusion of the final plenary session, Lenny Siegel observed that reports from
the breakout groups' discussions established that regulatory and contracting barriers can
be surmounted if there is a will to get the job done. He summarized the participants'
proposals for fostering better and cheaper cleanup and the development of effective and
safe new technologies under three focus areas: Communications
Funding for Technology Demonstrations
Funding for Cleanup
Summary of Session Recommendations Communication and Information Sharing It is crucial for DoD to ensure early community involvement in the demonstrations of
innovative remediation technologies that meet cleanup standards and also protect public
health and the environment. DoD's support for community involvement should include
incentives for participation and technical training. Commercialization DoD should reduce over-evaluation of innovative technologies through unnecessary
repetition of testing by creating incentives for innovation and establishing consensus
protocols for technology appraisal. DoD should also improve community involvement in
technology demonstration and selection processes. Regulatory Barriers It is only with the community's participation that critical regulatory issues such as
the scope of acceptable risk and uncertainty in the selection and use of new technologies
can be fully understood and resolved by all interests affected by the cleanup process.
Additionally, regulators should avoid undue restrictiveness in the scope of RD&D
permits issued for treatability/pilot scale studies, especially for in situ treatment
evaluations. Procurement and Contracting To facilitate the contracting and procurement process, technology vendors must be given
access to information on how to get approval for demonstrating a technology or for
implementing one which has been successfully demonstrated. The Services should also
develop approaches to better involve RABs at the earliest stages in technology
demonstrations. DoD should provide direct funding for all or part of technology R&D
demonstrations and should establish specific contract requirements and vehicles which
provide actual jobs and training for local workers. Summary of Participants' Findings and Recommendations Findings
The Regional Forum Model The Regional Forum was conceived as an experiment to test a regional approach for :
The Forum Planning Committee's goal was to develop the most efficient and effective
format to elicit, share, and transfer information regarding regional technology concerns
and needs between local interests and the national level. Because the event held in
Milbrae in September 1996 was the first of its kind, the Planning Committee made several
assumptions about design and content. The Committee drew upon its members' expertise and
their experience during the WGA/DOIT initiative in designating the appropriate region and
categories of stakeholders, in generating the invitation list, and in designing and
developing the Forum's program. However, for recommendations derived from such an event to
be more meaningful, members of the Planning Committee strongly recommend that future
forums include a pre-planning phase of interviews and research to identify stakeholders'
real technology needs and concerns, especially from RPMs and the community. As described in earlier sections, the Committee identified US EPA Regions 9 and 10 as
the appropriate geographical area for the Milbrae Forum. In defining the region for the
Forum, the Committee wanted the regional area to be large enough to maximize economies of
scale. However, the Committee was also concerned that stakeholders in a designated region
have a commonality of interests regarding environmental problems, stakeholder concerns,
and geographical and technology needs. While design and implementation of the Forum resulted from a joint stakeholder effort,
the Committee was fortunate to be able to rely on the expertise of Lenny Siegel and Aimee
Houghton of CAREER/ PRO, who were selected to provide local logistical support for the
event. Much of the Forum's success was due to CAREER/ PRO's extensive network among RABs
and community members in US EPA Region 9 and elsewhere. The designation of stakeholder categories was determined by the Committee's DOIT
experience to include the broadest areas of relevant stakeholder interests. Because, with
one important exception, the Planning Committee was comprised, of representatives from
those same interests, the Committee's members were asked to seek sponsorship for the Forum
from their constituent organizations and to provide the list of invitees. Invitations were
extended to approximately 1500 individuals, first through a "Reservation of
Date" letter sent six weeks before the event, followed two weeks later by a formal
invitation packet. The one stakeholder category which was not well represented on the
Planning Committee was the Remedial Project Manager (RPM) constituency. The Committee was
not successful in generating a list of RPMs at all military bases in US EPA Regions 9 and
10. The Committee identified the categories for the four breakout sessions -- Communication and Information Sharing, Regulatory Barriers, Commercialization and Research and Development, and Procurement and Local Contracting Issues -- based primarily on lessons learned from the HWGT Working Group's DOIT experience regarding the major impediments to the development and use of innovative technologies in the cleanup of military bases. In designing the structure for the program, the Committee hoped to facilitate
significant interaction among the stakeholder groups to generate recommendations about the
region's technology needs and concerns. The opening plenary and second-day's luncheon
keynote addresses and the breakout sessions programs were structured to offer those in
attendance the opportunity to hear from and interact with prominent, experienced
individuals at the national, regional, and local levels regarding general policy and more
specific themes affecting the selection and use of cleanup technologies. The Committee
requested the chairs designated to facilitate the breakout sessions to submit
recommendations for speakers and topics to the group for final approval. The breakout
session chairs also were asked to be mindful, in proposing speakers, of the need for
balance and diverse representation. To generate as much interaction among stakeholders as possible, the Committee
structured the program to include working lunches during both days of the Forum and a
reception at the end of the first day. To ensure a good mix of stakeholder representation
at each of the first-day's breakout sessions, the Committee used an arbitrary scheme,
announced at the end of the opening plenary, to assign attendance. The same breakout
sessions were repeated the morning of the second day to allow participants to attend a
second session of their choice. During the final plenary, the breakout session chairs
reported on recommendations that came out of these discussions and then participants were
asked to work with others at their luncheon tables to develop a list of the most important
findings and recommendations that should be communicated to DoD. Other recommendations
were drawn from the participant evaluation forms, which were distributed at the conclusion
of the final plenary. The most significant finding from the two days of discussions among the diverse
categories of stakeholders is that communication issues are the critical factor in
overcoming obstacles to the use of innovative cleanup technologies. This theme was
emphasized and reiterated in each of the addresses at the opening plenary, in the luncheon
keynote speech, at each breakout session, and at the final plenary. It is clear, then,
that for productive stakeholder interactions to occur, both during and following an event
like the Regional Forum, communication needs and strategies should be identified through
research during the Forum's pre-planning phase and addressed at the event through
communication training discussions, workshops, and demonstrations. Members of the Planning Committee and participants at the Forum believe that events
patterned after the Milbrae Regional Forum also would be an effective and
efficient method for enhancing the transfer of information regarding promising cleanup
technologies. Moreover, educating stakeholders about technology options, including
offering at such events information about successful technologies and processes, would
ensure that recommendations developed during the Forum reflect specific regional
technology needs. This information would be of great value to national decision-makers in
the technology selection and funding process.
Recommendation for Regional Forum Concept Forum participants unanimously recommended that DoD, in partnership with other
organizations, sponsor annual regional forums across the nation on military base cleanup
and innovative technologies, methods, and processes. This vehicle offers diverse interests
the opportunity to inject a regional perspective into the national policy and
decision-making dialogues on cleanup and technology selection issues. As Terry Smith of
the Idaho Dept. of Environmental Quality and chair of the DOIT Coordinating Committee
remarked during his comments at the opening plenary, it is self-defeating for any
organization to generate its own sensitivity training. In seeking consensus on cleanup
policy and funding decisions directly from affected regional interests before choices are
made and positions harden, DoD benefits through improved cooperation and coordination, an
expanded base of support, and increased credibility for its cleanup and technology
development programs. The most efficient and effective mechanism for eliciting stakeholder input on national
policy and funding questions are at the regional level. A regional perspective broadens
identification of stakeholder concerns beyond strictly local interests and strengthens the
flow and quality of and the weight accorded the contributions from a multiplicity of
distinct and disparate voices. The definition of a region for these purposes should be
made on a case-by-case basis and turn on the number of bases in an area, the nature of the
cleanup issues faced, and the extent of common needs and interests. Conclusion Broad stakeholder involvement is time-consuming and frequently a very frustrating method for reconciling conflicting needs among diverse interests. Yet, as a method for deciding how most equitably to allocate our cleanup dollars, the stakeholder approach has no equal. However inefficient, awkward, or unwieldy the process or imperfect the results, the strengths of the stakeholder model are in promoting direct participation in the democratic process, which encourages people to become a part of and to contribute to the solution rather than remaining stuck in the problem. These processes also promote increased accountability among decision-makers, regulators, and the parties responsible for cleanup implementation. The use of regional, broad-based stakeholder forums to develop a needs-based
perspective on military base cleanup and technology issues is a positive, efficient means
for injecting stakeholder views into national cleanup policy and funding decisions.
Regional forums offer the potential to both reflect and reconcile the concerns of local
interests by combining these interests into a broader and stronger statement of collective
need. Statements of regional technology requirements will deliver a more powerful
collective message to national decision-makers than any single communication, which runs
the risk of being diluted by the sheer volume and multiplicity of individual voices
filtered through more conventional communication channels. Regional forums also offer an
effective method for transferring information about innovative cleanup methods and
technologies and for giving local interests the opportunity to learn from one another. While the ultimate goal of a regional stakeholder forum is to identify specific
regional stakeholder needs for selection and funding of innovative technologies, the first
action item must be the commitment to effective communication, education, networking and
information-sharing efforts related to the availability and appropriate uses and
limitations of new technologies. Absent these initiatives, local stakeholders will be
hampered in identifying and developing a consensus on technology needs, which will render
any effort to generate a regional perspective on these matters a hollow exercise. Given the benefits to be derived from a regional approach, the principal question for
national decision-makers is whether a regional stakeholder process is worth the time and
expense involved to develop and implement the process. In addressing the barriers to
cleanup innovation, the greatest waste of time and resources is not an investment in
people and the processes through which conflicting interests may be creatively reconciled.
Rather, the waste is in failing to cast the farthest reaching net to include the
perspectives of those whose experiences and needs are different from our own. As Lenny
Siegel has said, "All cleanup decisions must be made by partnerships among
responsible parties and federal, tribal, and state regulatory agencies, with early,
frequent communications and consultation with the affected public. Every constituency has
to keep up with project activities it is to remain satisfied with results." Once the compelling requirement for broad stakeholder involvement in matters affecting both individual and collective interests is accepted, the only question is how to make the system work. The reality is there is and can be no panacea, no ultimate or pervasive solution to the difficulties encountered when people from diverse backgrounds representing distinct viewpoints, concerns, and needs interact directly with one another. There are only processes and communication strategies, which, through trial and error, are likely to improve these interactions, and those likely to make them worse. Regional stakeholder forums designed to break through the barriers to cleanup innovation offer the most efficient and effective approach for bridging communication between and for coordinating and reconciling the needs among individual, local, regional and national interests. ******************** For additional information and summaries of breakout sessions, click here. For additional information about contact: Peter Wood Lenny Siegel Vic Wieszek Kathy Marcel |
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